Driver Penalties
- T Larsen | Forbury Park 21 March; use of whip; suspended 22 March – 3 April inclusive.
- S Thornley | Forbury Park 21 March; use of whip; fined $300.
- D O’Connell | Forbury Park 21 March; medical clearance required (subsequently received on 27 March).
- S Ottley | NZ Metropolitan 18 March (heard NZ Metropolitan 23 March); careless driving; suspended 26-31 March inclusive.
- C Butt | NZ Metropolitan 23 March; use of whip; fined $200.
- J Markham | NZ Metropolitan 23 March; careless driving; suspended 24 March – 5 April inclusive.
- J Darby | Waikato Bay of Plenty 24 March; use of whip; fined $400.
- C DeFilippi | NZ Metropolitan 25 March; use of whip; suspended 2-10 April inclusive.
- B McLellan | Waimate 27 March; use of whip; fined $200.
Trainer Penalty
- T Hall | Waikato Bay of Plenty 24 March; incorrect gear (2 charges); fined $200.
Horse Penalties
- VIOLET KNIGHT | NZ Metropolitan 23 March; broke at start; must complete mobile start trial.
- LE POLE DANCER | NZ Metropolitan 23 March; broke at start; must complete standing start trial.
- CALL THIS FUN | NZ Metropolitan 23 March; broke in running; must complete trial.
- MARIA THERESA | Waikato Bay of Plenty 24 March; broke in running; must complete trial.
- VIVID NIGHT | Waikato Bay of Plenty 24 March; broke in running; must complete trial.
- BERANI | Waikato Bay of Plenty 24 March; broke in running; must complete 2 trials.
- B K MERLOT | Waikato Bay of Plenty 24 March; broke in running; must complete trial.
Protest
- STAC | Forbury Park 21 March; denied a fair start; declared a non-runner.