Rider Penalties
- T Thornton | Tauranga 10 December; used whip in consecutive strides; suspended 12-19 December inclusive and fined $420.
- L Satherley | Waikato 11 December; excessive use of whip (2 charges); suspended 12-21 December inclusive and fined $225.
- T Thornton | Waikato 11 December; excessive use of whip; suspended 20-31 December inclusive.
- R Beemud | Waikato 11 December; excessive use of whip; fined $500.
- B Rogerson | Waikato 11 December; medical clearance required.
- T Yanagida | Manawatu 11 December; excessive use of whip; suspended 19-27 December inclusive.
- R Hannam | Manawatu 11 December; careless riding; suspended 19 December – 14 January inclusive.
- J Parkes | Manawatu 11 December; used whip in consecutive strides; fined $150.
- L Kauri | Manawatu 11 December; medical clearance required.
- K Chowdhoory | Southland 11 December; careless riding; suspended 12-23 December inclusive.
- S Khetoo | Southland 11 December; careless riding; suspended 12-18 December inclusive.
- J Lowry | Southland 11 December; failed to make weight; fined $100.
Horse Penalties
- ANDROMEDA | Hawke’s Bay 8 December; bled; stood down for 3 months and veterinary clearance required.
- ALEGRE | Waikato 11 December; reared and lost rider at start; must complete trial.