Rider Penalties
- M Alam | Rotorua 1 December; careless riding; suspended 2-26 December inclusive.
- J Riddell | Rotorua 1 December; careless riding; suspended 12-19 December inclusive.
- M McNab | Rotorua 1 December; medical clearance required (subsequently received on 4 December).
- Y Kumagai | Rotorua 1 December; medical clearance required.
- A Mudhoo | Taranaki 2 December; careless riding; suspended 12-19 December inclusive.
- S O’Malley | Taranaki 2 December; careless riding; suspended 12-19 December inclusive.
- T Newman | Taranaki 2 December; medical clearance required (subsequently received on 4 December).
- M Gestain | North Canterbury 3 December; careless riding; suspended 4-23 December inclusive.
- R Cuneen | North Canterbury 3 December; excessive use of whip; fined $250.
- J Laking | North Canterbury 3 December; excessive use of whip; fined $500.
- K Asano | Matamata 4 December; careless riding; suspended 12-19 December inclusive.
Horse Penalties
- SWEET TUI | Rotorua 1 December; bled; stood down for 3 months and veterinary certificate required.
- DREAM MACHINE | Taranaki 2 December; cardiac arrhythmia; veterinary clearance required.
- CABRELSEA | North Canterbury 3 December; cardiac arrhythmia; veterinary clearance required.
- WESTERN GIRL | North Canterbury 3 December; cardiac arrhythmia; veterinary clearance including ECG required and must complete trial.
- MADAME MOET | Matamata 4 December; reared at start; must complete trial.
General
- The Taranaki RI meeting of 3 December was abandoned after Race 5 due to an unsafe track.
- The Wellington RC meeting of 4 December was abandoned after Race 1 due to an unsafe track.