Driver Penalties
- S Dickson | Manawatu 16 November; use of whip (2 charges); suspended 19 November – 2 December inclusive and fined $400.
- S Doody | Manawatu 16 November; use of whip; suspended 19 November – 2 December inclusive.
- R May | Rangiora 17 November; use of whip; suspended 22-28 November inclusive.
- G Cook | Rangiora 17 November; use of whip; fined $200.
- R Holmes | Rangiora 17 November; failed to activate gear; fined $200.
- T Bamford | Rangiora 17 November; delayed the start; fined $200.
- K Newman | Rangiora 17 November; delayed the start; fined $200.
- B Towers | Manawatu 16 November (heard Manawatu 18 November); careless driving; fined $200.
- T Cameron | Auckland 19 November; use of whip; fined $200.
- O Gillies | Auckland 19 November; use of whip; fined $200.
- D McCormick | Timaru 20 November; use of whip; fined $200.
- J Harrington | Banks Peninsula 21 November; drove in a manner likely to cause interference; fined $250.
- C DeFilippi | Banks Peninsula 21 November; improper driving; suspended 22 November – 8 December inclusive.
- J Murdoch | Banks Peninsula 21 November; failed to activate gear; fined $100.
- J Dunn | Banks Peninsula 21 November; breach of push out rule; fined $250.
Horse Penalties
- ACTION PACKED | Rangiora 17 November; broke in running; must complete trial.
- GLASSY WEBB | Rangiora 17 November; fractious prior to start; must complete standing start trial.
- GLENIS’S DRAGON | Timaru 20 November; late scratching after falling twice prior to start; veterinary clearance required and must complete standing start trial.
- WATCH ME | Timaru 20 November; late scratching after falling prior to start; must complete standing start trial.
- FRANCO JOSIAH | Timaru 20 November; broke in running; must complete trial.
- SUPERFAST LAD | Timaru 20 November; late scratching on veterinary advice; veterinary clearance required.
- ANDOVERFIST | Banks Peninsula 21 November; broke in running; must complete trial.
Protests
- THANK YOU | Manawatu 16 November; lapped on; relegated from 4th to 5th.
- MOUNTAIN MASS | Auckland 19 November; lapped on; relegated from 2nd to 3rd.
- CHICAGO H | Auckland 19 November; excessive galloping in home straight; disqualified from 4th.
- VERTIGO | Timaru 20 November; excessive galloping in home straight; disqualified from 4th.
- KAYSER | Banks Peninsula 21 November; denied a fair start; declared a non-runner.
- FLORAS DIAMOND DEAL | Banks Peninsula 21 November; denied a fair start; declared a non-runner.
- KENNEDY | Banks Peninsula 21 November; gained advantage when improving into passing lane in early stages; disqualified from 2nd.
- Banks Peninsula 21 November Race 7 was abandoned due to a driverless horse disorganising the field.