Driver Penalties 

J Kriechbaumer | Waikato Bay of Plenty 22 October; use of whip; fined $300. 

D McGowan | Waikato Bay of Plenty 22 October; use of whip; suspended 26 October – 15 November inclusive. 

D Ferguson | Waikato Bay of Plenty 22 October; careless driving; suspended 26 October – 11 November inclusive. 

A Lethaby | NZ Metropolitan 23 October; medical clearance required. 

R May | NZ Metropolitan 25 October; careless driving; fined $300. 

S Ottley | NZ Metropolitan 25 October; careless driving; fined $350. 

N Williamson | Tuapeka 27 October; out of position at start; fined $100. 

Trainer Penalties 

D Balle | Waikato Bay of Plenty 22 October; failed to affix gear so as not to come adrift; fined $100. 

J Morrison | NZ Metropolitan 25 October; incorrect gear; fined $100. 

Horse Penalties 

BOOT SCOOTIN BOOGIE | Waikato Bay of Plenty 22 October; broke in running; must complete trial.  

SO MYSTIFYING | Waikato Bay of Plenty 22 October; broke at start; must complete standing start trial. 

COURMEYER | Auckland 25 October; broke in running; must complete trial. 

REVOLUTION | NZ Metropolitan 25 October; displayed unsatisfactory manners prior to start; must complete mobile start trial. 

ITZ FLASH HARRY | NZ Metropolitan 25 October; atrial fibrillation; veterinary clearance including ECG required and must complete trial. 

BROOKIES PLAYER | Tuapeka 27 October; atrial fibrillation; veterinary clearance including ECG required and must complete trial. 

Protests 

IRON GATE | Auckland 25 October; excessive pacing in home straight; disqualified from 4th. 

REVOLUTION | NZ Metropolitan 25 October; refused to score up; declared a non-runner. 

OPAWA PEAK | NZ Metropolitan 25 October; denied a fair start; declared a non-runner.