Rider Penalties
D Mansour | Pukekohe 16 October; careless riding; suspended 27 October-3 November inclusive.
V Jalalkuncha | Pukekohe 16 October; unable to make handicapped weight; fined $100.
R Elliot | Pukekohe 16 October; medical certificate required.
D Danis | Pukekohe 16 October; medical certificate required.
S Weatherley | Otago 18 October; use of whip; suspended 29 October – 6 November inclusive.
L Douglas | Otaki 19 October; unable to make weight; fined $300.
L Douglas | Otaki 19 October; medical certificate required.
N Parmar | Ellerslie 19 October; careless riding; suspended 25 October – 6 November inclusive.
W Pinn | Ellerslie 19 October; careless riding; suspended 29 October – 10 November inclusive.
C Grylls | Waverley 20 October; careless riding; suspended 29 October – 6 November inclusive.
R Goyaram | Waverley 20 October; careless riding; suspended 28 October – 5 November inclusive.
T Moodley | Waverley 20 October; medical certificate required.
K Chowdhoory | Waverley 20 October; medical certificate required.
Trainer Penalties
L Callaway | Otago 18 October; presented wrong horse to race; fined $500.
B Smith | Ashburton 20 October; late declaration of rider; fined $50.
Horse Penalties
QUICKSTEP | Pukekohe 16 October; reared; must complete barrier trial.
FLEETWOOD | Pukekohe 16 October; lameness; vet certificate required.
CONMAN | Otaki 19 October; bucked shortly after start dislodging rider; must complete barrier trial.
LIQUID LES | Otaki 19 October; bucked and raced greenly; must complete satisfactory trial.
BONA FIDE | Ashburton 20 October; refused to load; must complete barrier trial.
PRIMO ATTITUDE | Waverley 20 October; epistaxis; stood down for 3 months and vet certificate required.