Rider Penalties
- M Taylor | Canterbury 10 August; careless riding; suspended 20-28 August inclusive.
- K Mudhoo | Canterbury 10 August; careless riding; suspended 20-28 August inclusive.
- B Murray | Canterbury 10 August; failed to make weight; fined $250.
- D Montes De Oca | Canterbury 10 August; excessive use of whip; fined $250.
- M Taylor | Canterbury 10 August; used whip above shoulder height; fined $250.
- H Schofer | Woodville-Pahiatua 12 August; failed to make weight; fined $100.
- B Rogerson | Woodville-Pahiatua 12 August; medical clearance required (subsequently received on 13 August).
- T Harris | Tauranga 13 August; medical clearance required.
- C Johnson | Canterbury 10 August (heard Canterbury 13 August); used whip in consecutive strides; suspended 20-28 August inclusive.
- T Taiaroa | Canterbury 13 August; excessive use of whip; suspended 21-31 August inclusive.
- L Callaway | Canterbury 13 August; careless riding; suspended 20-27 August inclusive.
- C Johnson | Canterbury 13 August; used whip in consecutive strides; suspended 29 August – 11 September inclusive.
- A Mudhoo | Canterbury 13 August; excessive use of whip; fined $250.
- S Wynne | Canterbury 13 August; failed to make weight; fined $100.
Trainer Penalty
- J & K Parsons | Canterbury 10 August; neglect in saddling; fined $150.
Horse Penalties
- MAMMA SANDS | Canterbury 10 August; bled; stood down for 3 months and veterinary clearance required.
- MADAM RAZIA | Woodville-Pahiatua 12 August; slow to begin; must complete trial.
- CATS IN THE CRADLE | Canterbury 13 August; lame left foreleg; veterinary clearance required.
- OCEANS AWAY | Canterbury 13 August; lost chance at start; must complete trial.
- ALL ASHORE | Canterbury 13 August; poor recovery; veterinary clearance required.