Driver Penalties
- M Purdon | NZ Metropolitan 8 November; failed to maintain straight course in run home causing interference; suspended 12-20 November inclusive.
- O Thornley | NZ Metropolitan 8 November; medical clearance required (subsequently received on 11 November).
- S Iremonger | Ashburton 10 November; medical clearance required.
- J Grimson | Ashburton 10 November; medical clearance required.
- A Lethaby | Ashburton 10 November; use of whip; suspended 11-25 November inclusive.
- S Boyd | Ashburton 10 November; out of position at start; fined $100.
- R Close | NZ Metropolitan 8 November (heard NZ Metropolitan 11 November); careless driving; suspended 12 November – 3 December inclusive.
- Z Butcher | Ashburton 10 November (heard NZ Metropolitan 11 November); failed to drive to finish of race; fined $400.
- J Brownlee | Waikato Bay of Plenty 11 November; use of whip; suspended 12 November – 1 December inclusive.
- L McCormick | NZ Metropolitan 11 November; use of whip; suspended 12-25 November inclusive.
- J Douglas | Winton 13 November; use of whip; fined $300.
Trainer Penalty
- C & C Dalgety | NZ Metropolitan 8 November; failed to affix gear so as not to come adrift; fined $100.
Horse Penalties
- GALWAY GIRL | NZ Metropolitan 8 November; broke in running; must complete trial.
- RACINGMISSGRACIE | Ashburton 10 November; broke in running; must complete trial.
- LUBY LILL | Ashburton 10 November; broke in score up; must complete mobile start trial.
- MISS GRACIE | Ashburton 10 November; broke in score up; must complete mobile start trial.
- HELSINGOR | Waikato Bay of Plenty 11 November; broke in running; must complete trial.
- LONE WOLF | NZ Metropolitan 11 November; broke in running; must complete 2 trials.
- PERFECT BET | NZ Metropolitan 11 November; lame near foreleg; veterinary clearance required.
- BETTER ROBYN | Winton 13 November; broke in score up; must complete mobile start trial.
Protest
- SINBAD | NZ Metropolitan 8 November; caused interference; relegated from 1st to 2nd.
- CHICK MAGNET | Winton 13 November; denied a fair start; declared a non-runner.