Driver Penalties
- M Ranger | Waikato Bay of Plenty 26 January (heard Waikato Bay of Plenty 30 January); careless driving (2 charges); suspended 6-24 February inclusive and fined $200.
- L Hollis | Waikato Bay of Plenty 30 January; use of whip; fined $200.
- G Smith | Oamaru 2 February; contacted track marker; fined $100.
- A Harrison | Hawera 3 February; use of whip; fined $300.
- R May | NZ Metropolitan 3 February; half carting; fined $300.
- O Gillies | Hawera 3 February (heard Hawera 5 February); use of whip; suspended 6-24 February inclusive.
- S Burley | Hawera 5 February; use of whip; suspended 6-14 February inclusive.
- O Gillies | Hawera 5 February; careless driving; fined $250.
Trainer Penalties
- K Green | Oamaru 2 February; incorrect gear; fined $100.
- F Mitchell | Hawera 3 February; incorrect gear; fined $100.
- K Barron | NZ Metropolitan 3 February; incorrect gear; fined $100.
- T Bagrie | NZ Metropolitan 3 February; late gear change; fined $50.
Horse Penalties
- EXCUSE MY FRENCH | NZ Metropolitan 3 February; broke in running; must complete trial.
- WESTAR MOLLY | NZ Metropolitan 3 February; broke in running; must complete trial.
- ADDO CARR | Hawera 5 February; displayed unsatisfactory manners in preliminary; must complete trial.
Protests
- CALL ME TROUBLE | Hawera 3 February; denied a fair start; declared a non-runner.
- MIMI E COCO | Hawera 3 February; denied a fair start; declared a non-runner.
- HURRICANE HENDRIX | NZ Metropolitan 3 February; lapped on; relegated from 4th to 6th.
- MARK OF A MAN | Hawera 5 February; denied a fair start; declared a non-runner.
- ADDO CARR | Hawera 5 February; displayed unsatisfactory manners in preliminary; declared a non-runner.