Driver Penalties
- N Rasmussen | NZ Metropolitan 6 October; medical clearance required (subsequently received on 9 October).
- R Sissons | Timaru 2 October (heard NZ Metropolitan 6 October); out of position at start; fined $100.
- C Dalgety | NZ Metropolitan 6 October; careless driving; fined $200.
- N Delany | Auckland 7 October; use of whip; suspended 8-20 October inclusive.
Trainer Penalty
- P Kerr | Non raceday dated 30 September; presented runner to trial with prohibited substance in system; fined $3,000.
Horse Penalties
- LONE WOLF | NZ Metropolitan 6 October; broke at start; must complete mobile start trial.
- OBSESSION | NZ Metropolitan 6 October; muscle tie-up; veterinary clearance required.
- FRANCO INDIE | NZ Metropolitan 6 October; lame right front leg; veterinary clearance required.
- VELOCITY JET | Northern Southland 7 October; broke in running; must complete trial.
- FORTUNE DELIGHT | Methven 9 October; late scratching on veterinary advice; veterinary clearance required.
- CARANA | Methven 9 October; atrial fibrillation; veterinary clearance including ECG required and must complete trial.
Protests
- GREENBANK DON | North Canterbury Trials 17 August; trialled with prohibited substance in system; disqualified from 1st.
- GALWAY GIRL | Methven 9 October; denied a fair start; declared a non-runner.