Rider Penalties
- C Jones | Waverley 30 September; excessive use of whip; suspended 9-17 October inclusive.
- V Colgan | Waikato 1 October; excessive use of whip; suspended 10-16 October inclusive and fined $150.
- T Thornton | Waikato 1 October; excessive use of whip; suspended 4-13 October inclusive.
- S Spratt | Waikato 1 October; excessive use of whip; fined $500.
- W Pinn| Waikato 1 October; excessive use of whip; fined $500.
- L Callaway | Canterbury 2 October; careless riding; suspended 9-15 October inclusive.
- C Campbell | Canterbury 2 October; careless riding; suspended 9-17 October inclusive.
- D Bothamley | Canterbury 2 October; careless riding; suspended 9-15 October inclusive.
- M Taylor | Canterbury 2 October; careless riding; suspended 3-13 October inclusive.
- B May | Gore 24 September (heard 2 October); celebratory gesture; fined $250.
- T Comignaghi | Canterbury 2 October; excessive use of whip; fined $500.
- S Wynne | Canterbury 2 October; excessive use of whip; fined $150.
- B Murray | Canterbury 2 October; unable to make weight; fined $200.
- J Lowry | Canterbury 2 October; medical clearance required.
- N Downs | Te Aroha 3 October; excessive use of whip; fined $500.
- S Phelan | Te Aroha 3 October; celebratory gesture; fined $200.
- M McNab | Te Aroha 3 October; excessive use of whip; fined $150.
- G Walsh | Te Aroha 3 October; medical clearance required.
- E Farr | Te Aroha 3 October; medical clearance required.
- C Thornton | Te Aroha 3 October; medical clearance required.
Horse Penalties
- TED LASSO | Waverley 30 September; pain in right hind leg; veterinary clearance required.
- IHU | Waikato 1 October; late scratching after escaping under barrier; must complete trial.
- THEE AULD DOOZIE | Waikato 1 October; late scratching after refusing to load; must complete trial.
- TIA CELESTE | Waikato 1 October; bled; stood down for 3 months and veterinary clearance required.
- STAN WITH ME | Canterbury 2 October; fractious in barrier and failed to race competitively; must complete barrier trial.
- BERGAMO FOX | Te Aroha 3 October; bled; stood down for 3 months and veterinary clearance required.