Driver Penalty
- N Delany | Wairarapa 2 January (heard Kapiti Coast 5 January); use of whip; fined $400.
Trainer Penalties
- S & A Telfer | Wairarapa 2 January (heard Waikato Bay of Plenty 7 January); incorrect gear; fined $150.
- M Berger | Waikato Bay of Plenty 7 January; failed to affix gear so as not to come adrift; fined $100.
Horse Penalties
- ROCKNROYDON | Kapiti Coast 5 January; fell in running; must complete trial.
- JUDGEMENT BAY | Nelson 7 January; bled; stood down for 30 days and must complete trial with veterinary clearance and endoscopic examination required.
- HEZA PLAYER | Waikato Bay of Plenty 7 January; broke in score up; must complete mobile start trial.
- BETTERTHANYOUTHINK | Waikato Bay of Plenty 7 January; late scratching after failing to score up; must complete mobile start trial.
- BONO BROWN | Nelson 9 January; late scratching when found to be lame in preliminary; veterinary clearance required.
Protests
- HAMPTON | Kapiti Coast 5 January; denied a fair start; declared a non-runner.
- PIIKI WHARA| Kapiti Coast 5 January; denied a fair start; declared a non-runner.