Driver Penalties
- D McGowan | Auckland Workouts 30 October (heard Auckland 3 December); use of whip; fined $400.
- Z Butcher | Auckland 3 December; use of whip; fined $200.
- A Cameron | Forbury Park 3 December; use of whip; fined $200.
- J Dunn | Akaroa 5 December; medical clearance required.
- I Cameron | Akaroa 5 December; breach of push out rule; fined $200.
Trainer Penalty
- M House | Waikato Bay of Plenty 2 December; failed to affix gear so as not to come adrift; fined $100.
Horse Penalties
- UNCLE LOUIS | Auckland 3 December; broke at start; must complete standing start trial.
- EILISH HALL | Forbury Park 3 December; slow recovery; veterinary clearance required.
- SPORTS QUEEN | Akaroa 5 December; broke in running; must complete trial.