Rider Penalties 

N Hailey | Waikato 28 October; careless riding; suspended 8-16 November inclusive. 

G Rooke | Te Aroha 30 October; weighed in under weigh out weight; fined $300. 

O Bosson | Te Aroha 30 October; medical clearance required. 

W Pinn | Te Aroha 30 October; medical clearance required. 

R Elliot | Te Aroha 30 October; medical clearance required (subsequently received on 2 November). 

V Colgan | Te Aroha 30 October; medical clearance required (subsequently received on 2 November). 

K Kwo | Southland 1 November; medical clearance required. 

K Bakker | Southland 1 November; medical clearance required. 

H Grace | Feilding 2 November; careless riding; suspended 6-12 November inclusive. 

S Toolooa | Ashburton 3 November; use of whip; suspended 4-10 November inclusive. 

T Moseley | Ashburton 3 November; use of whip; fined $250. 

C Campbell | Ashburton 3 November; weighed in over his weigh out weight; fined $200. 

L Kauri | Ashburton 3 November; medical clearance required. 

Trainer Penalties 

K Pertab | Te Aroha 30 October; failed to scratch by required time; fined $150. 

S Marsh | Tauranga 2 November; late rider declaration; fined $50. 

P Mirabelli | Tauranga 2 November; late rider declaration; fined $50. 

T Rae | Ashburton 3 November; late gear notification; fined $50. 

Horse Penalties 

CHARLES | Te Aroha 30 October; unsatisfactory performance; must complete trial. 

JUJU POP | Tauranga 2 November; epistaxis; stood down for 3 months and veterinary clearance required. 

THATZ DAISY | Feilding 2 November; unsatisfactory performance; stood down for an indefinite period. 

Protest 

TRUE PROMISE | Te Aroha 30 October; rider weighed in light; disqualified from 9th. 

General 

The Waikato Racing meeting of 28 October was abandoned after Race 3 due to track conditions.