Driver Penalties
- T Mitchell | Waikato Bay of Plenty 3 September (heard Waikato Bay of Plenty 23 September); misconduct; fined $200.
- T Mitchell | Waikato Bay of Plenty 3 September (heard Waikato Bay of Plenty 23 September); careless driving; suspended 1 October and fined $400.
- L Chin | Waikato Bay of Plenty 23 September; use of whip; fined $300.
- D Keast | NZ Metropolitan 28 May (heard NZ Metropolitan 24 September); careless driving; fined $350.
- T Chmiel | NZ Metropolitan 24 September; use of whip; suspended 27 September – 7 October inclusive.
- G Smith | NZ Metropolitan 24 September; use of whip; fined $200.
Trainer Penalty
- T Chmiel | NZ Metropolitan 24 September; incorrect gear; fined $100.
Horse Penalties
- MANCHESTER’S ECLIPSE | Waikato Bay of Plenty 23 September; displayed poor manners at start; must complete 2 trials.
- GRACELANDS ROSE | Waikato Bay of Plenty 23 September; fell in running; must complete trial.
- CHABLIS | Auckland 24 September; fractured pastern; veterinary clearance required.
- ASIAN ELVIS | NZ Metropolitan 24 September; late scratching after being lame in preliminary; veterinary clearance required.
Protests
- AIRWAVES | Winton 23 September; failed to score up; declared a non runner.
- SHEELASINLEAGUE | Banks Peninsula 26 September; denied a fair start; declared a non runner.