- A Pyers | Manawatu 26 October; use of whip; fined $300.
- S Phelan | Auckland 29 October; use of whip; fined $200.
- M Herbert | Methven 29 October; crossed over from unruly prior to start point; suspended 30 October – 11 December inclusive.
- J Hay | Methven 29 October; use of whip; suspended 30 October – 11 November inclusive.
- HAZER | Invercargill 28 October; broke in running; must complete trial.
- BEWARNEDBABE | Methven 29 October; broke in score up; must complete mobile start trial.
- PURE COURAGE | Methven 29 October; broke at start; must complete standing start trial.