Rider Penalties
- A Scott | Waverley 9 July (heard Wanganui 15 July); failed to take all reasonable and permissible measures; suspended 23 July – 26 August inclusive.
- A Goindasamy | Avondale 21 July; careless riding; suspended 25 July – 1 August inclusive and fined $300.
- T Thornton | Avondale 21 July; excessive use of whip; suspended 25 July – 7 August inclusive.
- L Innes | Waikato 24 July; excessive use of whip; fined $500.
- M Hashizume | Waikato 24 July; excessive use of whip; fined $500.
- C O’Beirne | Taranaki 24 July; careless driving; suspended 1-4 August inclusive.
- W Papier | Oamaru 25 July; use of whip of runner out of contention; suspended 26 July – 8 August inclusive and fined $350.
- R Mudhoo | Oamaru 25 July; excessive use of whip; fined $300.
- D Bothamley | Oamaru 25 July; medical clearance required.
- J Laking| Oamaru 25 July; medical clearance required.
Trainer Penalties
- T Pike | Waikato 24 July; incorrect gear; fined $100.
- M & M Pitman | Oamaru 25 July; incorrect numbers and saddles; fined $250.
Horse Penalties
- PEARL BODINE | Avondale 21 July; lame; veterinary clearance required.
- ORLA | Taranaki 24 July; lame left hind leg; veterinary clearance required.
- MY SOVA | Oamaru 25 July; late scratching after refusing to enter barriers; must complete trial.