Rider Penalties
- W Pinn | Avondale 25 April; excessive use of whip; fined $250.
- T Yanagida | Avondale 25 April; medical clearance required (subsequently received on 29 April).
- A Balloo | South Canterbury 28 April; excessive use of whip; fined $250.
- B Murray | South Canterbury 28 April; careless riding; suspended 8-15 May inclusive.
- B Donoghue | Rotorua 29 April; careless riding; suspended 8-12 May inclusive.
- N Parmar | Rotorua 29 April; careless riding; suspended 1-28 May inclusive.
- L Innes | Rotorua 29 April; careless riding; suspended 1-6 May inclusive.
- S Karnicnik | Rotorua 29 April; excessive use of whip; fined $500.
- O Bosson | Rotorua 29 April; failed to make weight; fined $100.
- L Douglas | Rotorua 29 April; failed to make weight; fined $100.
- L Innes | Rotorua 29 April; used whip in consecutive strides; fined $150.
- T Newman | Rotorua 29 April; medical clearance required (subsequently received on 30 April).
- R Beemud | Waikato 30 April; excessive use of whip; suspended 1-14 May inclusive.
- J Riddell | Waikato 30 April; excessive use of whip; fined $500.
- Y Kumagai | Waikato 30 April; medical clearance required.
- B Grylls | Wanganui 30 April; careless riding; suspended 8-14 May inclusive.
- M Hudson | Wanganui 30 April; careless riding; suspended 1-7 May inclusive.
- L Sutherland | Wanganui 30 April; medical clearance required.
- B May | Otago 1 May; excessive use of whip; fined $500.
Horse Penalties
- STUNGUN | Avondale 25 April; bled; stood down for 3 months and veterinary clearance required.
- BIG HEMA | Egmont 27 April; unsatisfactory performance; must complete trial.
- HOMBRE | South Canterbury 28 April; late scratching after failing to load; must complete trial.
- CAGE PHYTA | South Canterbury 28 April; bled; stood down for 3 months and must complete trial.
- CARMENERE | Rotorua 29 April; unsatisfactory performance; must complete trial.
- ANATOLIA | Rotorua 29 April; bled; stood down for 3 months and veterinary clearance required.
- DAVONE GEORGIA | Rotorua 29 April; cardiac arrhythmia; veterinary clearance required.