Driver Penalties
- K Marshall | Waikato Bay of Plenty 26 January; use of whip; suspended 27 January – 5 February inclusive.
- J Ford | Akaroa 3 December (heard NZ Metropolitan 27 January); failed to take all reasonable and permissible measures; suspended 29 January – 28 February inclusive and fined $500.
- M Smolenski | NZ Metropolitan 27 January; use of whip; suspended 30 January – 12 February inclusive.
- T Larsen | Wairio 28 January; breach of push out rule; fined $200.
- M Hurrell | Wairio 28 January; out of position at start; fined $100.
- C Ferguson | Wairio 28 January; delayed the start; fined $200.
- J Morrison | Methven 29 January; careless driving; suspended 30 January – 3 February inclusive.
Trainer Penalties
- L Chin | Waikato Bay of Plenty 26 January; incorrect gear; fined $100.
- B Butt | NZ Metropolitan 27 January; incorrect gear; fined $100.
Horse Penalties
- CONTESSA’S PRIDE | Forbury Park 25 January; broke in running; must complete trial.
- SKEE KING | Waikato Bay of Plenty 26 January; heart murmur; veterinary clearance required.
- LADY LA SALLE | Waikato Bay of Plenty 26 January; atrial fibrillation; veterinary clearance including ECG required and must complete trial.
- PRINCE STEFAN | NZ Metropolitan 27 January; atrial fibrillation; veterinary clearance including ECG required and must complete trial.
- Protests
- JOEDIUM | Forbury Park 25 January; excessive galloping in home straight; disqualified from 4th.
- SHANDON BELLS | Forbury Park 25 January; denied a fair start; declared a non-runner.
- MIGHTY LOGAN | Methven 29 January; caused interference; relegated from 2nd to 3rd.