- R Elliot | Tauranga 24 November; medical clearance required (subsequently received on 25 November).
- W Pinn | Feilding 30 October (heard Tauranga 24 November); improper use of whip; suspended 26 November – 25 February inclusive.
- L Kauri | Levin 25 November; excessive use of whip; suspended 29 November – 8 December inclusive.
- B Murray | Central Otago 26 November; failed to make weight; fined $350.
- J Lowry | Central Otago 26 November; changed boots after weighing out; fined $100.
- V Colgan | Te Aroha 27 November; used whip in consecutive strides; suspended 5-16 December inclusive.
- E Leighton | Te Aroha 27 November; medical clearance required.
- N Parmar | Wanganui 27 November; careless riding; suspended 5-15 December inclusive.
- SAKURA BLOSSOM | Te Aroha 27 November; lame right foreleg; veterinary clearance required.
- ALL IN ECHOES | Wanganui 27 November; stood in gate and lost chance; must complete trial.
- THE GIFT | Otago 28 November; epiglottic entrapment; veterinary clearance required.
- NO QUARTER GIVEN | Otago 28 November; caused interference; relegated from 1st to 2nd.