Driver Penalties
- D Ferguson | Waikato Bay of Plenty 25 August; careless driving; suspended 26 August – 11 September inclusive and fined $200.
- D Ferguson | Waikato Bay of Plenty 25 August; use of whip; fined $200.
- D O’Connell | Winton 25 August; use of whip; suspended 26 August – 8 September inclusive.
- R Alfeld | NZ Metropolitan 26 August; use of whip; suspended 27 August – 23 September inclusive.
- S Ottley | NZ Metropolitan 26 August; raced inside markers; fined $200.
- A Edge | Rangiora 28 August; eased the pace abruptly causing interference; suspended 29 August – 28 October inclusive.
- C Wigg | Rangiora 28 August; use of whip; suspended 29 August – 28 September inclusive.
- B Butt | Rangiora 28 August; half carting; fined $200.
Trainer Penalty
- M House | Rangiora 28 August; incorrect gear; fined $100.
Horse Penalties
- BREAK OUT | Winton 25 August; bled; stood down for 30 days and must complete trial with veterinary clearance including endoscopic examination required.
- LAURIES LEGACY | Winton 25 August; broke at start; must complete standing start trial.
- CIRCUS CIRCUS | Rangiora 28 August; displayed unsatisfactory manners; must complete standing start trial.
- PEMBROOK’S PRINCESS | Rangiora 28 August; broke in score up and suffered lameness to a leg; must complete mobile start trial and veterinary clearance required.
- RACINGMISSGRACIE | Rangiora 28 August; broke in running; must complete trial.
- ALEXIS ROCKET | Rangiora 28 August; bucked in score up; must complete mobile start trial.
- TAKEAFTERME | Rangiora 28 August; broke in running; must complete trial.
Protests
- SONSOFTHEMERCH | Waikato Bay of Plenty 25 August; excessive galloping in home straight; disqualified from 4th.
- HUGHIE WALLACE | Waikato Bay of Plenty 25 August; excessive galloping during race; disqualified from 4th.
- CIRCUS CIRCUS | Rangiora 28 August; displayed unsatisfactory manners; declared a non-runner.