Driver Penalties
- C Thornley | Banks Peninsula 21 November; careless driving; fined $300.
- J Douglas | Invercargill 23 November; use of whip; suspended 24 November – 8 December inclusive.
- L Hollis | Auckland 24 November; careless driving; suspended 25 November – 9 December inclusive.
- L Hollis | Auckland 24 November; failed to drive to end of race; suspended 10-16 December inclusive and fined $300.
- N Williamson | NZ Metropolitan 25 November; contacted track markers; fined $100.
- J Buckland-Stevens | NZ Metropolitan 27 November; use of whip; suspended 28 November – 27 December inclusive.
- D Simpson | NZ Metropolitan 27 November; use of whip; suspended 28 November – 27 December inclusive.
- C Wigg | NZ Metropolitan 27 November; use of whip; suspended 28 November – 27 December inclusive.
- Z Butcher | NZ Metropolitan 27 November; use of whip; suspended 5-11 December inclusive.
Trainer Penalties - C Howe | Banks Peninsula 21 November; incorrect saddlecloth; fined $100.
- S Matheson | Wyndham 6 November (heard Invercargill 23 November); failed to advise serving of mare; fined $100.
- R & J Dunn | NZ Metropolitan 25 November; incorrect gear; fined $100.
- S Matheson | Geraldine 26 November; incorrect gear; fined $100.
- S & A Telfer | NZ Metropolitan 27 November; failed to affix bandages so as not to come adrift; fined $100.
Horse Penalties
- JIMMY VESEY | Banks Peninsula 21 November; reared at start; must complete standing start trial.
- BALTIMORE JILL | Banks Peninsula 21 November; late scratching after falling prior to race; must complete mobile start trial.
- SOUTHERN STARR | Invercargill 23 November; bled; stood down for 30 days and must complete trial with veterinary clearance including endoscopic examination required.
- CHICK MAGNET | Invercargill 23 November; out of position at start; must complete standing start trial.
- MANNION | Auckland 24 November; respiratory infection; veterinary clearance required.
- TABARET | Auckland 24 November; lame right fore leg; veterinary clearance required.
- NO MATTER WAT | NZ Metropolitan 25 November; broke in running; must complete trial.
- BACH | NZ Metropolitan 25 November; broke in running; must complete trial.
- TOM BRADY | Geraldine 26 November; broke in running; must complete trial.
- IDEAL ROBYN | Geraldine 26 November; lame off hind leg; veterinary clearance required.
- STILLROCKNROLLTOME | NZ Metropolitan 27 November; lame near fore leg; veterinary clearance required.
- TREASURE TRAIL | NZ Metropolitan 27 November; out of position at start; must complete mobile start trial.
Protests
- ZSAHARA | Banks Peninsula 21 November; denied a fair start; declared a non-runner.
- SPECIAL EFFECTS | Auckland 24 November; excessive galloping in home straight; disqualified from 3rd.
- PRINCE ENVY | Auckland 24 November; excessive galloping during race; disqualified from 4th.
- DOUBLE DELIGHT | NZ Metropolitan 25 November; denied a fair start; declared a non-runner.