Rider Penalties
- D Prastiyou | Auckland 20 December; used whip in consecutive strides; fined $150.
- L Douglas | Auckland 20 December; excessive use of whip (2 charges); fined $750.
- B May | Ashburton 21 December; careless riding; suspended 29 December – 5 January inclusive.
- D Montes De Oca | Ashburton 21 December; excessive use of whip; suspended 31 December – 5 January inclusive and fined $150.
- A Balloo | Ashburton 21 December; excessive use of whip; fined $250.
- A Balloo | Ashburton 21 December; medical clearance required.
- V Colgan | Auckland 26 December; careless riding; suspended 3-20 January inclusive and fined $500.
- J Kamaruddin | Auckland 26 December; excessive use of whip; fined $500.
- D Danis | Auckland 26 December; excessive use of whip; fined $250.
- A Goindasamy | Auckland 26 December; celebratory gesture prior to winning post; fined $400.
- A Calder | Auckland 26 December; medical clearance required.
- S O’Malley | Manawatu 26 December; failed to make weight; fined $100.
- K Hercock | Manawatu 26 December; used whip in consecutive strides; fined $575.
- D Montes De Oca | Otago 26 December; used whip in consecutive strides; suspended 6-13 January inclusive and fined $135.
- S Muniandy | Otago 26 December; excessive use of whip; fined $250.
Trainer Penalty
- T & M Carter | Auckland 26 December; incorrect gear; fined $50.
Horse Penalties
- SON OF SASANOF | Auckland 20 December; late scratching after refusing to enter barrier; must complete trial.
- JUSTABEAUTY | Ashburton 21 December; late scratching after becoming fractious in barrier; must complete trial.
- SACRED CAGA | Ashburton 21 December; bled for 2nd time; ineligible to race in New Zealand.
- ROCKET SCIENCE | Taranaki 22 December; late scratching after refusing to load; must complete trial.
- A LITTLE BIT BOSSY | Taranaki 22 December; late scratching after rearing in the gate; must complete trial.
- ANJARDEN | Taranaki 22 December; bled; stood down for 3 months and veterinary clearance required.
- TUMBARUMBA | Matamata 23 December; unsatisfactory performance; must complete trial.
- ISLA JAY | Auckland 26 December; bucked and fell after start; must complete trial and veterinary clearance required.
- VAMOS BEBE | Auckland 26 December; bled for 2nd time; ineligible to race in New Zealand.
- KINGFISHER LAD | Manawatu 26 December; late scratching after failing to load; must complete trial.
- PURE INCANTO | Manawatu 26 December; bucked after jumping; must complete trial.
- HA’PENNY BRIDGE | Manawatu 26 December; reared at start; must complete trial.
- JIM’S GIFT | Otago 26 December; bled; stood down for 3 months and veterinary clearance required.