Rider Penalties
- C Jones | Otaki-Maori 16 September; excessive use of whip (2 charges); suspended 17-26 September inclusive and fined $500.
- M Singh | Otaki-Maori 16 September; excessive use of whip; fined $250.
- W Pinn | Taupo 17 September; medical clearance required (subsequently received on 18 September).
- T Comignaghi | Canterbury 18 September; use of whip (2 charges); fined $550.
- E Nicholas | Hawke’s Bay 18 September; excessive use of whip; suspended 26 September – 3 October inclusive.
- D Johnson | Hawke’s Bay 18 September; used whip in consecutive strides; fined $400.
- C Grylls | Hawke’s Bay 18 September; excessive use of whip; fined $250.
- V Colgan | Hawke’s Bay 18 September; careless riding; suspended 19-30 September inclusive and fined $350.
- J Riddell | Hawke’s Bay 18 September; careless riding; suspended 19 September – 1 October inclusive and fined $1,200.
- J Parkes | Hawke’s Bay 18 September; medical clearance required.
- E Farr | Pakuranga 19 September; careless riding; suspended 20-23 September inclusive and fined $500.
- B Lammas | Pakuranga 19 September; failed to make weight; fined $200.
- S Phelan | Pakuranga 19 September; failed to make weight; fined $300.
- N Downs | Pakuranga 19 September; used whip in consecutive strides; fined $400.
- N Downs | Pakuranga 19 September; failed to make weight; fined $200.
- S Fannin | Pakuranga 19 September; excessive use of whip; fined $450.
- D Johnson | Pakuranga 19 September; medical clearance required.
- E Nicholas | Pakuranga 19 September; medical clearance required.
Horse Penalties
- FIRE DANCER | Otaki-Maori 16 September; stood in gate; must complete trial.
- RADEGAST | Canterbury 18 September; stood in gate; must complete trial.
- RICHARD OF YORKE | Pakuranga 19 September; lame left hind leg; veterinary clearance required.