Rider Penalties
- J Parkes | Woodville-Pahiatua 17 October; medical clearance required.
- M McNab | Tauranga 19 October; medical clearance required (subsequently received on 21 October).
- D Danis | Tauranga 19 October; medical clearance required.
- W Pinn | Tauranga 19 October; medical clearance required (subsequently received on 22 October).
- K Hercock | Waverley 21 October; medical clearance required (subsequently received on 23 October).
- M McNab | Waikato 22 October; careless riding; suspended 24-30 October inclusive.
- W Pinn | Waikato 22 October; careless riding; suspended 2-11 November inclusive.
- M Singh | Wellington 23 October; excessive use of whip; fined $250.
- M McNab | Wellington 23 October; excessive use of whip; fined $300.
Trainer Penalty
- J Miller | Waverley 21 October; incorrect gear; fined $50.
Horse Penalties
- TIGHTEN YOUR GRIP | Woodville-Pahiatua 17 October; reared at start; must complete trial.
- THE WINKLEPICKA | Tauranga 19 October; lame right knee; veterinary clearance required.
- LEEDOX | Waikato 22 October; lame right hind leg; veterinary clearance required.
- DEEBEE ZAPOWER | Waikato 22 October; bled; stood down for 3 months and veterinary clearance required.
- POW TONG | Canterbury 22 October; late scratching after becoming cast in barrier; must complete 2 trials.
- PHEROZ FRIENDS | Canterbury 22 October; late scratching after failing to load; must complete trial.
- POWERFUL MOSS | Canterbury 22 October; late scratching after failing to load; must complete trial.
- MY MAN’S BACK | Wellington 23 October; bled; stood down for 3 months and veterinary clearance required.
General
- The Otago RC meeting of 20 October was abandoned after Race 1 due to unsafe track conditions.