Rider Penalties
- M Hashizume | Avondale Trials 13 April; use of whip; suspended 30 April – 10 May inclusive.
- N Downs | Otaki-Maori 20 April; use of whip; suspended 21-26 April inclusive.
- K Macnab | Otaki-Maori 20 April; use of whip; suspended 21-26 April inclusive.
- S Karnicnik | Otaki-Maori 20 April; use of whip; fined $250.
- J Kamaruddin | Auckland 22 April; use of whip; suspended 30 April – 3 May inclusive and fined $500.
- O Bosson | Auckland 22 April; failed to make weight; fined $300.
- W Pinn | Auckland 22 April; broke riding engagement; fined $200.
- A Lawson-Carroll | Auckland 22 April; use of whip; fined $250.
- O Bosson | Auckland 22 April; medical clearance required.
- L Callaway | Canterbury 22 April; careless riding; suspended 28 April – 3 May inclusive.
- K Chowdhoory | Canterbury 22 April; use of whip; suspended 28 April – 3 May inclusive and fined $500.
- L Douglas | Canterbury 22 April; use of whip; fined $250.
- S Muniandy | Canterbury 22 April; use of whip; fined $500.
- J Lowry | Canterbury 22 April; weighed in in excess of weighing out weight; fined $200
- R Elliot | Canterbury 22 April; use of whip; fined $250.
Trainer Penalty
- S Marsh | Canterbury 22 April; incorrect gear; fined $50.
Horse Penalties
- ALIGHIERI | Matamata 19 April; bled; stood down for 3 months and veterinary clearance required.
- CHIVALROUS | Matamata 19 April; late scratching on veterinary advice; veterinary clearance required.
- KING’S MOUNT | Matamata 19 April; lame near hind leg; veterinary clearance required.
- U’FLUNG | Otaki-Maori 20 April; late scratching after failing to load; must complete trial.
- OKAY PAL | Canterbury 22 April; slow to jump; must complete trial.
- SASSY CHOUX | Canterbury 22 April; reluctant to load; must complete trial.