Rider Penalties
- C Jones | Cambridge 18 May; excessive use of whip; fined $250.
- K Chowdhoory | Canterbury 19 May; excessive use of whip; fined $300.
- K Hannan | Waikato 21 May; failed to ride mount to finish; suspended 22 May – 4 June inclusive.
- J Riddell | Waikato 21 May; careless riding; suspended 26 May – 2 June inclusive.
- E Nicholas | Waikato 21 May; excessive use of whip; fined $250.
- K Hercock | Rangitikei 21 May; excessive use of whip; fined $250.
- F Lazet | Rangitikei 21 May; excessive use of whip; fined $400.
- L Sutherland | Rangitikei 21 May; excessive use of whip; fined $125.
Trainer Penalty
- L Stewart | Canterbury 19 May; incorrect gear; fined $50.
Horse Penalties
- AUNT CINDY | Canterbury 19 May; late scratching after becoming fractious in barriers; must complete trial.
- FLAVIUS | Waikato 21 May; bled; stood down for 3 months and veterinary clearance required.
- SUN ONE | Egmont 22 May; unsatisfactory performance; must complete trial.
- DANZ I AM | Egmont 22 May; unsatisfactory performance; must complete trial.