Driver Penalties
- M White | Waikato Bay of Plenty 18 May; careless driving; suspended 20 May – 2 June inclusive.
- R Paynter | Waikato Bay of Plenty 18 May; use of whip; fined $300.
- M McKendry | Auckland 19 May; careless driving; suspended 27 May – 29 June inclusive.
- T Chmiel | NZ Metropolitan 19 May; use of whip; fined $250,
- L O’Reilly | NZ Metropolitan 19 May; use of whip; fined $300.
- D O’Connell | Invercargill 20 May; careless driving; suspended 21 – 28 May inclusive.
- A Cameron | Rangiora 21 May; use of whip; suspended 29 May – 9 June inclusive.
- I Cameron | Rangiora 21 May; use of whip; suspended 22 May – 1 June inclusive.
- A Cameron | Rangiora 21 May; careless driving; suspended 10-18 June inclusive.
- R Holmes | Rangiora 21 May; late to present runner to track; fined $200.
Trainer Penalties
- N Chilcott | Waikato Bay of Plenty 18 May; faulty gear; fined $100.
- T Dewe | Invercargill 20 May; failed to affix mudguards; fined $50.
- K Cameron | Rangiora 21 May; incorrect gear; fined $100.
Horse Penalties
- BARSUKOV | Waikato Bay of Plenty 18 May; broke in running; must complete trial.
- MR MUSCLE | Auckland 19 May; broke at start; must complete standing start trial.
- HARDER THAN DIAMONDS | Auckland 19 May; suffered from colic; veterinary clearance required.
- GENTLE MAC | NZ Metropolitan 19 May; broke in running; must complete trial.
- GET KRAKEN | Invercargill 20 May; late scratching on veterinary advice; veterinary clearance required.
- T BONE RAWHIDE | Invercargill 20 May; broke in running; must complete trial.
- RUSH | Rangiora 21 May; broke in running; must complete trial.
- DIAMOND HARBOUR | Rangiora 21 May; broke in running; must complete trial.
- ICEE STYXIE | Rangiora 21 May; atrial fibrillation; veterinary clearance including ECG required and must complete trial.