Rider Penalties
- D Stackhouse | Canterbury 14 November; excessive use of whip; fined $250.
- D Montes De Oca | Canterbury 14 November; failed to make weight; fined $250.
- D Bradley | Canterbury 14 November; excessive use of whip; fined $300.
- W Pinn | Rotorua 15 November; medical clearance required.
- C Lammas | Rotorua 15 November; careless riding; suspended 25 November – 1 December inclusive.
- J Doyle | Rotorua 15 November; excessive use of whip; fined $250.
- C Grylls | Taranaki 18 November; failed to make weight; fined $100.
- K Hercock | Taranaki 18 November; excessive use of whip; suspended 27 November – 3 December inclusive.
- A Goindasamy | Auckland 19 November; careless riding; suspended 27 November – 7 December inclusive.
- C Zackey | Auckland 19 November; excessive use of whip; suspended 27 November – 7 December inclusive and fined $500.
- T Thornton | Auckland 19 November; excessive use of whip; fined $250.
- W Kennedy | Auckland 19 November; excessive use of whip; fined $400.
- V Colgan | Auckland 19 November; excessive use of whip; fined $250.
- J Kamaruddin | Auckland 19 November; excessive use of whip; fined $250.
- R Elliot | Auckland 19 November; medical clearance required.
- L Sutherland | Rangitikei 19 November; excessive use of whip; suspended 3-21 December inclusive.
- J Mudhoo | Rangitikei 19 November; excessive use of whip; suspended 27 November – 3 December inclusive.
- A Mudhoo | Rangitikei 19 November; excessive use of whip; fined $500.
Trainer Penalties
- J Gordon | Southland 16 November; incorrect gear; fined $50.
- J Burrows | Southland 16 November; incorrect gear; fined $100.
Horse Penalties
- LORNA DOON | Canterbury 14 November; bled; stood down for 3 months and veterinary clearance required.
- RUBY’S LAD | Canterbury 14 November; unsatisfactory performance; must complete trial.
- IMAGE OF YOU | Canterbury 14 November; late scratching after being lame at barriers; veterinary clearance required.
- TEXT REGRETS | Rotorua 15 November; late scratching after becoming fractious in barrier; must complete trial.
- NIPPY THE HIPPY | Southland 16 November; unsatisfactory performance; must complete trial.
- POMALO | Taranaki 18 November; mild lameness; veterinary clearance required.