Driver Penalties
- J Crawford | Non raceday dated 15 November; drove with prohibited substance in system; suspended 28 October – 2 December inclusive and costs of $187.50 to RIB.
- S Doody | Manawatu 17 November; use of whip; suspended 18 November – 8 December inclusive.
- Z Butcher | Auckland 18 November; use of whip; fined $200.
- R May | Timaru 19 November; careless driving; suspended 27 November – 3 December inclusive.
- J Dunn | Timaru 19 November; careless driving; suspended 27 November – 3 December inclusive.
- S Ottley | Timaru 19 November; used whip with foot out of sulky footrest; fined $100.
Horse Penalties
- TASMAN TEMPEST | Manawatu 15 November; late scratching when found to be lame in preliminary; veterinary clearance required.
- PEAKNMONKEY | Rangiora 16 November; broke in running; must complete trial.
- SUNNYS SISTER | Rangiora 16 November; broke in running; must complete trial.
- BLACK OPS | Winton 17 November; refused to leave pre-race formation; must complete mobile start trial.
- HANOVER DA MOON | Timaru 19 November; late scratching on veterinary advice; veterinary clearance required.
- SASSY STAR | Timaru 19 November; broke at start; must complete standing start trial.
- THE DOMINATOR | Timaru 19 November; late scratching on veterinary advice; veterinary clearance required.
Protests
- BLACK OPS | Winton 17 November; refused to leave pre-race formation; declared a non-runner.
- SILVERLININGS | Timaru 19 November; excessive galloping in home straight; disqualified from 4th.
General
- The Banks Peninsula TC meeting scheduled for 20 November was abandoned due to track conditions.