Rider Penalties
- W Pinn | South Waikato 16 March; medical clearance required.
- S Weatherley | South Waikato 16 March; medical clearance required.
- J Riddell | South Waikato 16 March; medical clearance required.
- T Thornton | South Waikato 16 March; medical clearance required (subsequently received on 20 March).
- V Colgan | Auckland 26 December (heard South Waikato 16 March); used whip in consecutive strides; suspended 17-26 March inclusive and fined $300.
- K Mudhoo | Ashburton 17 March; careless riding; suspended 27 March – 3 April inclusive.
- T Jonker | Ashburton 17 March; excessive use of whip; fined $300.
- S Toolooa | Ashburton 17 March; medical clearance required.
- K Asano | Wellington 19 March; excessive use of whip; fined $500.
- R Elliot | Wellington 19 March; failed to make weight; fined $300.
- J Laking | Wellington 19 March; careless riding; suspended 27 March – 10 April inclusive and fined $300.
- L Allpress | Wellington 19 March; careless riding; suspended 20-30 March inclusive.
- K Hercock | Wellington 19 March; careless riding; suspended 28 March – 24 April inclusive.
- K Asano | Wellington 19 March; careless riding; suspended 27 March – 23 April inclusive.
- D Bradley | Wellington 19 March; excessive use of whip; fined $500.
- S Macnab | Wellington 19 March; medical clearance required.
- K Asano | Tauranga 20 March; failed to take all reasonable and permissible measures; suspended 24 April – 7 May inclusive.
- Y Kumagai | Tauranga 20 March; medical clearance required.
- C Lindsay | Tauranga 20 March; medical clearance required.
Horse Penalty
MELODY ROXX | Ashburton 17 March; bled; stood down for 3 months and veterinary clearance required.