Driver Penalties
- B Mangos | Waikato Bay of Plenty 16 December; use of whip; suspended 18 December – 7 January inclusive.
- S Phelan | Auckland 17 December; use of whip; suspended 18-29 December inclusive.
- K Tomlinson | Wairio 18 December; delayed the start; fined $200.
- J Harrington | Rangiora 19 December; medical clearance required.
- C DeFilippi | Rangiora 19 December; use of whip; fined $200.
- R Close | Rangiora 19 December; careless driving; fined $250.
Trainer Penalties
- M Brinsdon | Geraldine 27 November (heard Wyndham 15 December); failed to lodge horse movement; fined $150.
- P Williamson | Wairio 18 December; incorrect gear; fined $100.
- N Williamson | Wairio 18 December; failed to affix bandage so as not to come adrift; fined $100.
- M Purvis | Rangiora 19 December; incorrect gear; fined $100.
- M Purvis | Rangiora 19 December; failed to affix gear so as not to malfunction; fined $100.
Horse Penalties
- BOOTIES DELIGHT | Wyndham 15 December; late scratching on veterinary advice; veterinary clearance required.
- THE FIERY SPIRIT | Rangiora 19 December; broke in running; must complete trial.
Protests
- SUNSET RED | Waikato Bay of Plenty 16 December; denied a fair start; declared a non-runner.
- MAGIC FOUR | Auckland 17 December; caused interference; relegated from 1st to 2nd.
- SHEZA GIFT | Wairio 18 December; lapped on; relegated from 1st to 3rd.
- MEMPHIS TENNESSEE | Wairio 18 December; denied a fair start; declared a non-runner.