Driver Penalties
- D Ferguson | Waikato Bay of Plenty 9 September; use of whip; fined $200.
- F Schumacher | Waikato Bay of Plenty 9 September; careless driving; fined $200.
- A Armour | Wyndham 9 September; medical clearance required.
- B Williamson | NZ Metropolitan 10 September; delayed the start; fined $200.
- E Barron | Methven 12 September; out of position at start; fined $100.
Trainer Penalties
- D Simpson | Non raceday dated 4 September; misconduct; fined $450 and costs of $100 to Adjudicative Committee.
- K Marshall | Waikato Bay of Plenty 9 September; incorrect gear; fined $100.
- D Balle | Waikato Bay of Plenty 9 September; colour fee; fined $25.
Horse Penalties
- ARDEE TROUBLE | Waikato Bay of Plenty 9 September; bled; stood down for 30 days and veterinary clearance including endoscopic examination required.
- MANCHESTER’S ECLIPSE | Waikato Bay of Plenty 9 September; displayed poor barrier manners; must complete standing start trial.
- SVELT | Wyndham 9 September; lame right front leg; veterinary clearance required.
- TIME IN A BOTTLE | NZ Metropolitan 10 September; poor recovery; veterinary clearance required.
- BUILD A BRIDGE | Methven 12 September; broke in running; must complete trial.
- JESSIE KELLY | Methven 12 September; late scratching on veterinary advice; veterinary clearance required.
- LOOK SHARP | Methven 12 September; poor recovery; veterinary clearance required.