Driver Penalties
- R Cameron | Non raceday dated 13 October; failed to take all reasonable and permissible measures; suspended 13 October – 12 January inclusive.
- N Chilcott | Waikato Bay of Plenty 23 September (heard Waikato Bay of Plenty 14 October); careless driving; fined $250.
- S Ottley | Wairio 14 October; careless driving; careless driving; fined $250.
- M Jones | NZ Metropolitan 15 October; medical clearance required.
- S Boyd | Oamaru 17 October; use of whip; fined $200.
- G Smith | Oamaru 17 October; late to present runner on track; fined $100
Trainer Penalty
- W Stapleton | Oamaru 17 October; incorrect gear; fined $100.
Horse Penalties
- LOLA | Waikato Bay of Plenty 14 October; blood in nasal passage; veterinary clearance required.
- LOUTENANT | Waikato Bay of Plenty 14 October; broke in running; must complete trial.
- RESOLVE | NZ Metropolitan 15 October; broke and bucked at start; must complete standing start trial.
- SPEEDING SPIRIT | Oamaru 17 October; lame hind leg; veterinary clearance required.
Protests
- AEONIAN | Waikato Bay of Plenty 14 October; lapped on; relegated from 3rd to 5th.
- RUBY RIDGE | Waikato Bay of Plenty 14 October; denied a fair start; declared a non runner.
- TEST THE BOUNDARIES | NZ Metropolitan 15 October; excessive galloping in home straight; disqualified from 3rd.
- SOUTH COAST ARDEN | NZ Metropolitan 15 October; caused interference; relegated from 1st to 2nd.