Driver Penalties
- G Smith | Kaikoura 1 November; delayed the start; fined $200.
- J Stormont | Auckland 5 November; use of whip; fined $450.
- S O’Reilly | Rangiora 5 November; medical clearance required.
- S McNally | Methven 10 October (heard Rangiora 5 November); delayed the start; suspended 13-20 November inclusive.
- C DeFilippi | Rangiora 5 November; delayed the start; fined $300.
Trainer Penalties
- S McRae | Kaikoura 1 November; incorrect gear; fined $100.
- S & A Telfer | Auckland 5 November; incorrect gear; fined $150.
Horse Penalties
- GLENTHORNE | Kaikoura 1 November; late scratching on veterinary advice; veterinary clearance required.
- CRUSHER COLLINS | Kaikoura 1 November; stood on mark; must complete 2 standing start trials.
- TIME IN A BOTTLE | Kaikoura 1 November; atrial fibrillation; veterinary clearance required and must complete trial.
- CHICK MAGNET | Invercargill 7 November; late scratching after displaying poor barrier manners; must complete standing start trial.
- RACING MINISTER | Invercargill 7 November; late scratching when found to be lame in preliminary; veterinary clearance required.