Rider Penalties
- K Chowdhoory | Ashburton 16 March; excessive use of whip; suspended 26 March – 2 April inclusive and fined $500.
- B Murray | Ashburton 16 March; excessive use of whip; fined $250.
- C Grylls | Wellington 18 March; careless riding; suspended 23-29 March inclusive.
- J Fawcett | Wellington 18 March; careless riding (2 charges); suspended 26 March – 29 April inclusive and fined $1,200.
- K Asano | Wellington 18 March; excessive use of whip; fined $5,000.
- W Pinn | Wellington 18 March; careless riding; suspended 26 March – 12 April inclusive and fined $200.
- W Pinn | Wellington 18 March; medical clearance required.
Trainer Penalties
- J Parsons | Ashburton 16 March; incorrect gear; fined $100.
- N Quinn | Non-raceday dated 16 March; failed to present runner free of prohibited substance: fined $1,500 and costs of $2,225 to RIB.
Horse Penalties
- THE GOLDEN GOOSE | Matamata 15 March; difficult to load; must complete trial.
- THERE GOES MY HERO | Matamata 15 March; late scratching after failing to load; must complete trial.
- ACCIIDENTAL TOURIST | Matamata 15 March; unsatisfactory performance; must complete trial.
- CADEAU | Matamata 15 March; cardiac arrythmia; veterinary clearance required.
- SHIRAZELLE | Matamata 15 March; lame right hind leg; veterinary clearance required.
- MCLAREN | Matamata 15 March; late scratching after being fractious in preliminary; must complete trial.
- MISTER PUCCI | Matamata 15 March; unsatisfactory performance; must complete trial.
- TURF WAR | Ashburton 16 March; fractious in barriers; must complete trial.
- MISS CAPRICORN | Tauranga 18 March; bled; stood down for 3 months and veterinary clearance required.
- BANANARAHMA | Wellington 18 March; cardiac arrhythmia; veterinary clearance required.
- SOUL OF FIRE | Wellington 18 March; cardiac arrhythmia; veterinary clearance required.
Protest
- RUSTY LANE | Taranaki 24 December; raced with prohibited substance in system; disqualified from 1st.